Cert IV OHS -
Course Unit
BSBOHS403B
Identify hazards and
assess OHS risks
(information sourced
from NTIS website
http://www.ntis.gov.au/)
Description
This unit describes the
performance outcomes, skills
and knowledge required to
identify hazards and to
assess occupational health
and safety (OHS) risks in
the workplace. No licensing,
legislative, regulatory or
certification requirements
apply to this unit at the
time of endorsement.
Employability Skills
This unit contains
employability skills.
Application Of Unit
This unit applies to
individuals with supervisory
responsibilities in managing
OHS in the workplace who
identify hazards and assess
risks using developed
processes and tools.
The unit also introduces
basic incident analysis as
an important skill
underlying incident
investigation, which is
addressed in greater
complexity in BSBOHS508B
Participate in the
investigation of incidents.
Unit Sector
No sector assigned
Performance criteria
|
Element |
|
Performance
criteria |
| 1. |
Investigate
incidents for
prevention |
|
|
1.1 |
Select and
use
appropriate
techniques
to
investigate
incidents
|
|
1.2 |
Establish
actions
and events
leading up
to an
incident,
during an
incident and
through the
post
incident
management
phase
|
|
1.3 |
Analyse
incident to
identify the
hazard/s
|
|
1.4 |
Analyse
incident to
identify
intervention
points to
prevent
re-occurrence
|
|
| 2. |
Access existing
sources of
information and data
to identify hazards |
|
|
2.1 |
Review
workplace
sources of
information
and data
to access
information
and data,
and to
assist in
identifying
hazards
|
|
2.2 |
Access
external
sources of
information
and data
as required
|
|
2.3 |
Seek input
from
stakeholders,
key
personnel
and
OHS
specialists
|
|
| 3. |
Conduct hazard
identification |
|
|
3.1 |
Seek formal
and informal
techniques
and tools
to identify
hazards
|
|
3.2 |
Select and
modify a
suitable
technique/tool
as
appropriate
to identify
hazards
|
|
3.3 |
Review
hazard
identification
techniques
and tools in
consultation
with workers
in the area,
and OHS
specialists
if required,
to ensure
they are
suitably
comprehensive
|
|
3.4 |
Utilise
techniques
and tools
and other
appropriate
hazard
identification
procedures
to identify
hazards
|
|
3.5 |
Provide
employees
and their
representatives
with an
opportunity
to
participate
in workplace
hazard
identification
|
|
| 4. |
Assess risk |
|
|
4.1 |
Select and
use a
risk
assessment
tool
to identify
key factors
contributing
to risk
|
|
4.2 |
Apply
workplace
sources of
information
and data to
evaluate the
effectiveness
of risk
controls
|
|
4.3 |
Prioritise
risks
considering
the severity
and
likelihood
of the
consequences
|
|
4.4 |
Involve
stakeholders
and key
personnel in
risk
assessment
|
|
4.5 |
Document the
method of
risk
assessment
|
|
| 5. |
Participate in
implementation
process |
|
|
5.1 |
Maintain a
hazard
register
relevant to
the
workplace
|
|
5.2 |
Identify the
level of
authority
within the
organisation
to address
the risk/s
|
|
5.3 |
Document and
communicate
outcomes of
hazard
identification
and risk
assessments
to key
personnel
and
stakeholders
|
|
5.4 |
Monitor and
evaluate the
effectiveness
of own
performance
in
identifying
hazards and
conducting
risk
assessments
|
|
Skills and Knowledge
Required skills
-
culturally
appropriate
communication skills to
relate to people from
diverse backgrounds and
people with diverse
abilities across all
levels of an
organisation
-
information
management skills to
evaluate OHS data
-
interpersonal skills
to establish rapport and
to build networks with a
range of internal and
external stakeholders
-
organisational and
time management skills
to sequence tasks and
meet timelines
-
research and data
analysis skills to
evaluate interactions
between employees, their
activities, equipment,
environment and work
systems
-
technology skills to
access internal and
external OHS data.
Required knowledge
-
basic principles of
incident causation and
injury processes
-
legislative
requirements for:
-
consultation and
communication
-
information and
data collection
-
notification of
incidents
-
record keeping
-
reporting of
incidents
-
specific hazards
-
organisational
culture as it impacts on
the workgroup
-
organisational
policies and procedures
for managing OHS
-
organisational work
processes for managing
OHS
-
appropriate data
collection methods for
OHS issues
-
concepts of risks,
factors that affect risk
and difference between a
hazard and a risk
-
internal and external
sources for OHS
information and data
-
principles and
practices of systematic
approaches to managing
OHS
-
principles, tools and
techniques to identify
and control workplace
hazards and to manage
risks in the OHS context
-
relevant
state/territory and
commonwealth OHS
legislation, codes of
practice and standards
-
roles and
responsibilities of
personnel as specified
in relevant OHS
legislation
-
sources of OHS data.
Range statement
The range statement relates
to the unit of competency as
a whole. It allows for
different work environments
and situations that may
affect performance. Bold
italicised wording, if used
in the performance criteria,
is detailed below. Essential
operating conditions that
may be present with training
and assessment (depending on
the work situation, needs of
the candidate, accessibility
of the item, and local
industry and regional
contexts) may also be
included.
|
|
|
|
|
Appropriate
techniques
may include:
|
|
|
|
Incidents
may include:
|
|
|
|
Actions and
events may
include:
|
|
|
|
Hazard/s
may include :
|
|
|
|
Workplace
sources of
information and data
may include:
|
|
-
audits
-
hazard,
incident and
investigation
reports
-
incident
investigations
-
legislation,
standards,
manufacturers'
manuals and
specifications
available at the
workplace
-
material
safety data
sheets (MSDSs)
and registers
-
minutes of
meetings
-
reports
-
workplace
inspections
|
|
External
sources of
information and data
may include:
|
|
-
employer
groups
-
industry
bodies
-
OHS
professional
bodies
-
OHS
specialists
-
Australian
Standards
-
manufacturers'
manuals and
specifications
-
regulatory
authorities (for
other relevant
legislation such
as acts,
regulations,
codes of
practice)
-
unions
-
websites,
journals and
newsletters
|
|
Stakeholders
may include:
|
|
|
|
Key
personnel
may include:
|
|
|
|
OHS
specialists
may include:
|
|
|
|
Techniques
and tools
may include:
|
|
-
body mapping
-
hazard
identification
procedures based
on checklists
-
interviews
-
MSDSs
-
workplace
processes such
as 'walk
throughs',
surveys and
inspections
|
|
Hazard
identification
procedures
may include:
|
|
-
identifying
employee
concerns, such
as through a
hazard reporting
system
-
input of
managers, OHS
representatives,
OHS committee
and others
through
consultative
processes
-
job and work
system analysis
(JSA)
-
reviews of:
-
hazard
and incident
reports
-
investigations
-
OHS
records
-
plant and
equipment
maintenance
records
-
registers
of hazardous
substances
and
dangerous
goods
|
|
Risk
assessment tools
may include:
|
|
-
checklists
-
matrix
nomograms
-
codes of
practice
-
standards
-
guidelines
|
|
Hazard
register may
include:
|
|
|
Evidence guide
The evidence guide provides
advice on assessment and
must be read in conjunction
with the performance
criteria, required skills
and knowledge, range
statement and the Assessment
Guidelines for the Training
Package.
|
|
|
|
| Overview of
assessment |
|
|
| Critical
aspects for
assessment and
evidence required to
demonstrate
competency in this
unit |
|
Evidence of the
following is
essential:
-
identification,
analysis and
evaluation of
multiple
workplace
hazards using
appropriate
techniques an
tools in a
workplace
-
knowledge of
relevant
state/territory
and commonwealth
OHS legislation,
codes of
practice and
standards.
|
| Context of
and specific
resources for
assessment |
|
Assessment must
ensure:
-
access to an
actual or
simulated
workplace
-
access to
office equipment
and resources
-
access to
relevant
legislation,
standards and
guidelines
-
access to
relevant OHS
documentation
and records.
|
| Method of
assessment |
|
A range of
assessment methods
should be used to
assess practical
skills and
knowledge. The
following examples
are appropriate for
this unit:
-
analysis of
responses to
case studies and
scenarios
-
demonstration
of techniques
used to
identify,
analyse and
evaluate OHS
hazards and
risks
-
demonstration
of the
application of
OHS legislation
in conducting
hazard
identification
and risk
management
activities
-
direct
questioning
combined with
review of
portfolios of
evidence and
third party
reports of
on-the-job
performance by
the candidate
-
oral or
written
questioning to
assess knowledge
of concepts of
risks, factors
that affect risk
and difference
between a hazard
and a risk
-
review of
techniques/tools
used to identify
hazards
-
evaluation of
a risk
assessment tools
selected and
used to identify
key factors
contributing to
risk
-
review of
risk
prioritisation
-
review of
hazard register.
|
| Guidance
information for
assessment |
|
Holistic
assessment with
other units relevant
to the industry
sector, workplace
and job role is
recommended, for
example:
|
|
The whole
competency standard
refers to:
|
|
|
Evidence guide
|
|
|
|
| Overview of
assessment |
|
To demonstrate
competency against
this unit candidates
must be able to
provide evidence
that they can
source, analyse,
interpret and use a
Training Package and
an accredited course
to contextualise or
adapt competency
standards for an
industry,
organisation or
individual.
|
| Products that
could be used as
evidence include: |
|
|
| Processes
that could be used
as evidence include: |
|
-
how different
components of
the Training
Package and/or
accredited
courses were
analysed
-
how different
parts of the
competency
standards were
analysed
-
how the
Training
Package/s and/or
accredited
courses were
used to meet the
needs of a
particular
industry or
organisation
-
how Training
Package/s and/or
accredited
courses operate
in vocational
education and
training
|
| Resource
implications for
assessment include: |
|
|
| The
collection of
quality evidence
requires that: |
|
-
assessment
must address the
scope of this
unit and reflect
all components
of the unit i.e.
the Elements,
Performance
Criteria, Range
Statement,
Evidence Guide,
Employability
Skills
-
a range of
appropriate
assessment
methods/evidence
gathering
techniques is
used to
determine
competency
-
evidence must
be gathered in
the workplace
wherever
possible. Where
no workplace is
available, a
simulated
workplace must
be provided
-
the evidence
collected must
relate to a
number of
performances
assessed at
different points
in time and in a
learning and
assessment
pathway these
must be
separated by
further learning
and practice
-
assessment
meets the rules
of evidence
-
a judgement
of competency
should only be
made when the
assessor is
confident that
the required
outcomes of the
unit have been
achieved and
that consistent
performance has
been
demonstrated
|
| Specific
evidence
requirements must
include: |
|
|
| Integrated
assessment means
that: |
|
|
|